Korea focus
A practical checklist for Korea-based fintech audit prep
Preparing for a treasury workflow audit in a Korea-based fintech is less about assembling a perfect binder and more about proving who owns each cash decision. Reviewers tend to ask early for ownership maps, partner cut-offs, and how customer money is segregated in practice.
Start here
- Current diagram of inbound and outbound rails with system owners
- List of bank and scheme partners with settlement calendars
- Policies for customer fund safeguarding and where balances live overnight
- Sample of high-value approvals with maker-checker evidence
- Exception aging report that discloses reopen behavior
- Change log for treasury-related feature flags in the last two quarters
Teams in Gwangju, Seoul, and Busan often share the same gap: the SOP describes a dual control that a batch job quietly skipped after a release. Pull the change log before the interview, not after.
This checklist is operational, not legal advice. Pair it with counsel for licensing or filing questions. Aiapptools training stays focused on workflow evidence you can defend in a review room.